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International CSD Review

The Association of Global Custodians (AGC) Questionnaire

The Dubai Financial Market (DFM) is a participant of the Association of Global Custodians’ (AGC) Depository Information Gathering Project. The AGC Questionnaire covers information on DFM’s role as a central securities depository spanning the following broad areas of inquiry:

  • Scope, structure, ownership, capital, regulation, and audit oversight
  • Participant identification and eligibility criteria
  • Functionality and services, including the use of agents
  • Account structures and record-keeping
  • Settlement processes
  • Ownership of securities held in the depository
  • Standard of care, loss prevention, and asset recovery methods
  • Business recovery mechanisms
  • Cross-depository linkages.

Download The Association of Global Custodians - Completed Questionnaire for 2013-2014.