|Serial No. ||Service ||Existing Fees |
|1 ||Brokerage Registration ||AED 150,000 annually |
|2 ||Brokerage License Renewal ||AED 100,000 annually |
|3 ||X-Stream Users ||AED 25,000 for 6 Traders annually |
AED 3,000 for 1 extra Trader user annually
AED 1,000 for 1 Public user annually
AED 3,000 for Internet Trading user annually
AED 3,000 for FIX user annually
AED 3,000 for MDF user annually
AED 3,000 for DMA per user for each separate network connected on DMA service annually
AED 3,000 for Mobile Trading user annually
AED 3,000 for Other Service user annually
|4 ||AS 400 Users ||AED 25,000 for 6 users annually |
AED 1,000 for 1 extra user annually
|5 ||Brokerage Company Name Change Request ||AED 1,000 for each request |
|6 ||Review and audit Broker's system readiness for margin trading (OMS) and Issue Certificate Letter to SCA ||Issue Certificate AED 5,000 |
The first demo meeting has no charge but every additional meeting will be charged AED 1,000
|7 ||Margin Trading Renewal for Brokerage Companies ||AED 2,000 annually |
|8 ||DMA Service Licensing ||AED 5,000 for one time charge |
|9 ||DMA Service Renewal ||AED 2,000 annually |
|10 ||Service Registration Termination Letter ||AED 1,000 per service |
|11 ||Temporary Workspace in DFM Premises for Broker ||AED 500 per day |
|12 ||Broker Accreditation / Reaccreditation / Name Change and Transfer Letter ||AED 100 (fees for non-locals only) |
|13 ||Re-Issue of any Lost Document ||AED 300 minimum for 20 pages, and AED 10 for any extra page, maximum AED 15,000 |
|14 ||To-Whom-It-May-Concern-Letter ||AED 50 for each request |
|15 ||System's Guide and Rules & Regulation Booklet ||AED 500 for each request |
|16 ||Representative ID card for Brokerage Company ||AED 150 (fees for non-locals only) |
|17 ||Representative ID Card Renewal ||AED 100 annually (fees for non-locals only) |
|18 ||Re-Issue of Representative ID Card ||AED 100 (fees for non-locals only) |
|19 ||Vendor Empanelment (IVS) ||AED 50,000 including support for one year |
|20 ||Vendor Renewal (IVS) ||AED 10,000 annually |
|21 ||Brokerage Company Clearance Letter (Branch Close inside or outside of DFM / or Cancellation) ||AED 1,000 for each request |
|22 ||Advertisement Approval Letter ||AED 100 |
|23 ||Password Reset for X-Stream & AS400 Systems Users ||AED 50 for each request |
|24 ||Changing Username Privileges for X-Stream & AS400 Systems ||AED 50 for each request |
|25 ||Trade Log Report for Brokerage Company / other data reports ||Daily: AED 0.5 per row in the report, a minimum of AED 200. |
Monthly: AED 1,000 for one month's records.
Semi-annually: AED 3,000 for six months records.
Yearly: AED 5,000 for one year's records.
|26 ||Activity Log Report Brokerage Company ||Daily: AED 0.5 per row in the report for a minimum of AED 200. |
Monthly: AED 2,000 for one month's records.
Semi-annually: AED 6,000 for six months records.
Yearly: AED 10,000 for one year's records.
|27 ||Brokerage Company's Trading Ranking / Usernames Ranking Report ||AED 200 for one report |
|28 ||Phone Call Recording System (for Brokers located in DFM) ||AED 25,000 annually up to 6 users and AED 3,000 per extra user. |
Recorded calls available live up to 10 years.
|29 ||Phone Calls Recording Request (for Brokers located in DFM) ||AED 500 for first 5 days |
AED 50 for each extra day
|30 ||Test Environment for Brokerage Company's ||AED 2,500 for 2 weeks (10 Business Days) |
AED 200 for each extra day
|31 ||Connectivity to DFM Service ||AED 3700 per annum for main site connectivity and AED 300 per annum for DR site connectivity |
|32 ||Equator APS / AQS Investor-clients Accounts Update Service ||One time setup charges of AED 5,000 Recurring annual charges of AED 20,000 for one integration method (ASP or AQS) or AED 30,000 for both |
|33 ||IT Technical Support Service ||AED 100 for every hour support (fraction of an hour will be considered as one hour) |
|34 ||Internet access Service (for Brokers located in DFM) ||AED 12,000 per annum |
|35 ||Access to ADX services through DFM network (for Brokers located in DFM) ||AED 8,400 per annum |
|36 ||Network port (for Brokers located in DFM) ||AED 1,200 per annum per port |