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01 january 2014
Home > Members > Fees

Fees

All Dubai Financial Market (DFM) fees applicable to the respective areas including trading fees, market data distribution, issuer listings, membership and licensing, and more, are specified in the sections below:
Category Timelines Level 1 Level 2 Duration
A Real - Time $10,000 $20,000 Annual
Delayed $6,000 Annual
EOD $3,000 Annual
Category Timelines Level 1  Level 2 Duration
B Real - Time $4,000 Annual
Category Timelines Level 1 Level 2 Duration
C Real - Time $2,000
Annual
Category Timelines Level 1 Level 2 Duration
D Real - Time $6,000 Annual
 Delayed $3,000
 EOD $2,000
Category Timelines Level 1 Level 2 Duration
E Real - Time $3,000 Annual
Delayed $1,000 Annual
Category Timelines Level 1 Level 2 Duration
F Real - Time $10 $15 Monthly
Category Timelines Level 1 Level 2 Duration
G Real - Time $5 $7 Monthly
Category Timelines Level 1 Level 2 Duration
H Real - Time $27,000 Annual
Delayed $10,000 Annual
EOD $5,000 Annual
Category Timelines Level 1 Level 2 Duration
I N/A $3,000 Annual
Category Timelines Level 1 Level 2 Duration
J Real-Time $2,000 Annual
Category Timelines Level 1 Level 2 Duration
K Delayed $6,000 Annual
EOD $3,000 Annual
Category Timelines Level 1 Level 2 Duration
L N/A $4,000 Annual
Category Timelines Level 1 Level 2 Duration
M N/A $3,000 Annual
Category Timelines Level 1 Level 2 Duration
N N/A $4,000 Annual
Category Timelines Level 1 Level 2 Duration
O N/A $3,000 Annual
Category Timelines Level 1 Level 2 Duration
P N/A $6,000 Annual
Serial No. Details of Fees Due Fees
1 Electronic Connection with Equator system AED 2,000 per computer when installing
AED 5,000 per user (Annual Fee)
AED 500 to replace a lost token
AED 50 reset Equator password
Serial No. Details of Fees Due Fees
1 Corporate actions fees (capital increase or reduction, issue of bonus shares, etc.) AED 25 per investor in the register minimum of AED 25,000 & maximum of AED 500,000 per action (Administrative fees may be calculated when necessary)
2 Once a corporate action is applied, and upon receiving a request ahead from the company:
Send statements of account to shareholders   AED 10 per statement
Send SMS messages to  Resident shareholders     AED 0.104  per message
Min. fees AED 5,000

Sending SMS messages to international shareholders    
 

AED 0.78 per message
Min. fees AED 5,000

 Sending emails on behalf of a company to investors AED 2000
Serial No. Details of Fees Due Fees
1 Preparation of reports upon request Electronic: 0.5 per row in the report. Minimum of AED 300 and maximum of AED 10,000
Hard copy: AED 200 for first 20 pages & AED 20 for any extra page. Max. of AED 15,000
2 Sharebook preparation Electronic sharebook: AED 1 per investor in the register. Minimum of AED 1,000 and maximum of AED 15,000
Hard copy: AED 200 for first 20 pages & AED 20 for any extra page. Max. of AED 20,000
3 Share book preparation with pledge and entitlement details.   Electronic share book: AED 1.5 per investor in the register. Minimum of AED 1,000 and Maximum of AED 20,000
4 Providing graph/ chart AED 100 per chart
 Provide a graph of the comparative performance of a particular company with the sector they belong to and to the market index
 Provide a chart showing the movement of the closing price for a certain period
5 Electronic storage of shareholders' addresses 0.5 per shareholder in the register. The minimum is AED 300 and the maximum is AED 5,000
Serial No. Details of Fees Data Content Due Fees
1 Annual subscription of share activity reports – electronic Activities for the day AED 40,000
Activities for the weekAED 15,000
Activities for the monthAED 3,000
 2 Annual subscription of share analysis report – ESARDaily DataAED 60,000
Weekly DataAED 35,000
Monthly DataAED 25,000 

  1. Share Activity Reports are sent by email and comprises: trade details reports, movements reports, statistical report…etc.
  2. Annual Subscription of Share Analysis Report  (ESAR) is a  web based interactive reporting tool, which provides: 
  • Daily data: means data updated till end of the last working day from the current system date
  • Weekly data: means data updated till end of the last working day of the previous week from the current system date
  • Monthly data: means data updated till end of the last working day of the previous month from the current system date
Serial No. Details of Fees Due Fees
1 Change of a company name or trading symbol (or both) AED 10,000
Serial No. Details of Fees Due Fees
1 Companies Merger AED 150,000 per company
Serial No. Details of Fees Due Fees
1 Transfer from a company to a board member 0.004 of the shares market value, min. AED 50
2 Transfer between company’s board members
3 Transfer of securities from a listed company’s account to employees
Serial No. Details of Fees Due Fees
1 Managing shares register for private companies Rates details per company capital:
From AED 2,000,000 to AED 100,000,000 - AED 20,000/annum
From AED 100,000,001 to AED 500,000,000 - AED 30,000/annum
From AED 500,000,0001 & above - AED 40,000/annum
Serial No. Details of Fees Due Fees (Current)
1 Registration of ownership movements 0.00275 of the agreed value from each party, min. of AED 200 from both parties
For other services concerning the private companies or its shareholders, please follow the fees rate as per each service type.
Serial No.  Details of FeesDue Fee
 1. Corporate Actions ServicesFor further details, please contact Financial Services on:

Email: financialservices@dfm.ae
Phone: +971 4 305 5319

 2. Meeting Services
 3. Voting Services
 4. Managing Dividends and Other Payments 
 5. Initial Public Offering and Rights Issuers 
 6. Managing Consolidation Fractional Shares Payment

 Serial   No.Details of Fees Due Fees
 1

 

Any types of transfers pursuant to any types of corporate conversion exercises and also conversion schemes such as:

1. Conversion of bonds/sukuk to shares;

2. Conversion of Depository Receipts to shares;

3. Any conversion schemes DFM may approve from time to time.
AED 25 per transfer minimum of AED 25,000 & maximum of AED 500,000 per action (Administrative fees may be calculated when necessary)
Serial No. Details of Fees Due Fees
1 Dematerialization of share certificate, based on listed companies request

AED 20
Serial No. Details of Fees Due Fees
1

From listing date[T] to T+4 which is 5 DFM trading days

Without fees
 2 After the 5 trading days, and for a resolution of errors in IPO allocation (no end date)  

0.00275 From the shares market value, or 0.000275 for bonds from each party with minimum fees of AED 200 from both parties.

Formula for shares fees calculation = No. of shares*last closing price*rate

 

Formula for bonds fees calculation = No. of units*Unit Value/100*market value *rate

Serial No. Details of Fees Due Fees
1 Annual custody fees that include custodian membership and daily electronic reports Average portfolio value for the previous year * 0.0025%

The minimum fee is AED 80,000
Serial No. Details of Fees Due Fees
1 Preparing electronic reports upon request 0.5 per row in the report, a minimum of AED 200 and maximum of AED 3,000
Serial No. Details of Fees Due Fees
1 Transfer of securities to custody account or vice-versa without change in beneficiary owner AED 10 per company
2 Transfer of securities from OMNIBUS account to investor’s account
3 Moving clients between global custodians without change in beneficiary owner AED 300 per company
4 Moving clients between local custodians without change in beneficiary owner AED 300 per company
5 Moving clients between local and global custodians together, without change in beneficiary owner AED 600 per company
For other services concerning the custodians' or custody banks' clients, please follow the fees rate as per each service type.
Serial No. Details of Fees Due Fees
1 If the rejection reversal request (for Sale) or transfer request (for Buy) is executed by DFM on (T+3) AED 500 or 0.05% of trade value whichever is the higher
 2 If the rejection reversal request (for Sale) or transfer request (for Buy) is executed by DFM on (T+4)AED 2,500 or 0.25% of trade value whichever is the higher
Serial No. Details of Fees Due Fees
1 Fees to be collected by the market from both the seller and the buyer on each order executed in one trading session. AED 10
Serial No. Details of Fees Due Fees
1 Total trading commission payable by the buyer and the seller on the total value of the order executed in one trading session. 0.00275 or 2.75 per thousand
a Broker's commission
0.00125 or 1.25 per thousand
Minimum AED 30
b Dubai Financial Market commission
0.0005 or 0.5 per thousand
Minimum AED 20
c Clearing's (CSD) commission
0.0005 or 0.5 per thousand
Minimum AED 10
d Securities and Commodities Authority (SCA) commission 
0.0005 or 0.5 per thousand
Minimum AED 5
Serial No. Details of Fees Due Fees
1 Total trading commission payable by the buyer and the seller on the total value of the order executed in one trading session. 0.000275 or 2.75 from ten thousand
a Broker's commission 0.00015 or 1.5 from ten thousand
Minimum AED 30
b Dubai Financial Market commission 0.00005 or 0.5 from ten thousand
Minimum AED 20
c Clearing's (CSD) commission 0.00005 or 0.5 from ten thousand
Minimum AED 10
d Securities and Commodities Authority (SCA) commission 0.000025 or 0.25 from ten thousand
Minimum AED 5

 

Serial No. Details of Fees Due Fees
1 Special Deal transactions are being executed outside the trading hall through the Clearing, Settlement and Depository Division which will be for the trades that values AED 10 Million and above. This process is subject to DFM’s Executive Chairman or his alternative approval Special deal fee is 0.000275 in case of bonds/ Sukuk and 0.00275 in case of shares from each party and calculated as follows: 
Bonds/ Sukuk: number of units*(unit value/100)*market value or higher*deal fees
Shares: number of shares*market value or higher*deal fees
Serial No. Details of Fees Due Fees
1 Family / Inheritance / Judicial Transfers (charged to the Transferee only) 0.002 (two per thousand) from the shares market value, minimum AED 25. (No. of shares*market value*rate)
0.0002 (two per ten thousand) for Bonds & Sukuk, minimum AED 25 (No. of units*Unit Value / 100*market value*rate)
2 Transfer of securities ownership from investor to another due to Pre-Regulated Market Securities Assignments (open assignments) 0.005 (five per thousand) from the shares market value, minimum AED 300 (No. of shares*market value*rate)
0.0005 (five per ten thousand) for Bonds & Sukuk, minimum AED 300 (No. of units*Unit Value/100*market value*rate)
3 Merge between Individual and Sole Proprietorship & vice-versa 0.002 (two per thousand) from the shares market value, minimum AED 25 (No. of shares*market value*rate)
0.0002 (two per ten thousand) for Bonds & Sukuk, minimum AED 25 (No. of units*Unit Value / 100*market value*rate)
4 Transfer of securities from company to a company’s partner & vice-versa, from company to a subsidiary or from sole proprietorship to company & vice-versa 0.004 (four per thousand) from the shares market value, minimum AED 50 (No. of shares*market value*rate)
0.0004 (four per ten thousands) for Bonds & Sukuk, minimum AED 50 (No. of units*Unit Value/100*market value*rate)
5 Transfer of Securities from Founder to another Founder 0.004 (four per thousand) from the shares market value, minimum AED 50 (No. of shares*market value*rate)
0.0004 (four per ten thousand) for Bonds & Sukuk, minimum AED 50 (No. of units*Unit Value / 100*market value*rate)
 6 

Transfer of Securities from Founder to another Founder 

 0.004 (four per thousand) from the shares market value, minimum  AED 50 (No. of shares*market value*rate)
 0.0004 (four per ten thousands) for Bonds & Sukuk, minimum  AED 50 (No. of units*Unit Value/100*market value*rate)
 7 Transfer of Securities from subsidiary to company or vice versa 0.002 (two per thousand) from the shares market value, minimum AED 25 (No. of shares*market value*rate)
 0.0002 (two per ten thousands) for Bonds & Sukuk, minimum AED 25 (No. of units*Unit Value/100*market value*rate)
 8 

Transfer of securities from:

  • Manager fund to sub-fund & versa
  • Or between funds under one manager fund
  • Or due to merger/ acquisition
 

0.002 (two per thousand) from the shares market value, minimum AED 25 (No. of shares * market value * rate)

0.0002 (two per ten thousands) for Bonds & Sukuk, minimum AED 25 (No. of units * Unit Value/100 * market value * rate)
Serial No. Details of Fees Due Fees
1 Deposit or withdrawal of dual listed companies shares from and to DFM AED 30 per transactions
 2Deposit of Arig CertificateAED 30 Deposit Fees + AED 70 Registrar Fees
 3Deposit of GFH Financial Group B.S.C. Certificate
AED 30 Deposit Fees + AED 70 Registrar Fees 
 4Deposit of Salam Bahrain Certificate or Allotment Notice (Number of shares 16 or below) AED 30 Deposit Fees + AED 100 Registrar Fees 
 5Deposit of Salam Bahrain Certificate or Allotment Notice (Number of shares above 16) AED 30 Deposit Fees + AED 200 Registrar Fees 
Serial No. Details of Fees Due Fees
1 Issue DFM Power of Attorney AED 100
Serial No. Details of Fees Due Fees
1 To Whom It May Concern Letter AED 100 per letter
2 Proof of Securities Ownership Letter Printing Statement:
10 AED up to 10 pages
If the statement exceeds 10 pages, additional AED 5 per extra page charged
Saving Statement on a CD:
AED 100 per CD
Issuing statement to be sent by EMAIL or EFAX:
10 AED per statement
Serial No. Details of Fees Due Fees
1 Subscription for Securities Balance Statement service upon investor request Soft copies subscription fees:
Daily Subscription: AED 3,000
Weekly Subscription: AED 600
Monthly Subscription: AED 200
Hard copies subscription fees:
Daily Subscription: AED 5,000
Weekly Subscription: AED 1,500
Monthly Subscription: AED 600
Serial No. Details of Fees Due Fees
1Issue iVESTOR card upon requestAED 50 Classic
2 Issue iVESTOR card for lost / stolen AED 50
3iVESTOR Card CancellationAED 50 
Serial No. Details of Fees Due Fees
1 Issue iVESTOR card statement Printing iVESTOR card statement:
AED 10 up to 10 pages
If the statement exceeds 10 pages, additional AED 5 per extra page charged
Saving iVESTOR card statement on a CD:
AED 100 per CD
Issuing iVESTOR card statement to be sent by EMAIL or EFAX:
10 AED per statement
Serial No. Service Existing Fees
1 Brokerage Registration AED 150,000  annually
2 Brokerage License Renewal AED 100,000  annually
3 X-Stream Users AED 25,000 for 6 Traders annually
AED 3,000 for 1 extra Trader user annually
AED 1,000 for 1 Public user annually
AED 3,000 for Internet Trading user annually
AED 3,000 for FIX user annually
AED 3,000 for MDF user annually
AED 3,000 for DMA per user for each separate network connected on DMA service annually
AED 3,000 for Mobile Trading user annually
AED 3,000 for Other Service user annually
4 AS 400 Users AED 25,000 for 6 users annually
AED 1,000 for 1 extra user annually
5 Brokerage Company Name Change Request AED 1,000 for each request
6 Review and audit Broker's system readiness for margin trading (OMS) and Issue Certificate Letter to SCA  Issue Certificate AED 5,000 
The first demo meeting has no charge but every additional meeting will be charged AED 1,000  
7 Margin Trading Renewal for Brokerage Companies  AED 2,000 annually
8 DMA Service Licensing AED 5,000 for one time charge 
9 DMA Service Renewal AED 2,000 annually 
10 Service Registration Termination Letter AED 1,000 per service 
11 Temporary Workspace in DFM Premises for Broker AED 500 per day 
12 Broker Accreditation / Reaccreditation / Name Change and Transfer Letter AED 100 (fees for non-locals only) 
13 Re-Issue of any Lost Document AED 300 minimum for 20 pages, and AED 10 for any extra page, maximum AED 15,000  
14 To-Whom-It-May-Concern-Letter AED 50 for each request 
15 System's Guide and Rules & Regulation Booklet AED 500 for each request
16 Representative ID card for Brokerage Company AED 150 (fees for non-locals only) 
17 Representative ID Card Renewal AED 100 annually (fees for non-locals only)
18 Re-Issue of Representative ID Card AED 100 (fees for non-locals only) 
19 Vendor Empanelment (IVS) AED 50,000 including support for one year
20 Vendor Renewal (IVS) AED 10,000 annually 
21 Brokerage Company Clearance Letter (Branch Close inside or outside of DFM / or Cancellation) AED 1,000 for each request 
22 Advertisement Approval Letter AED 100 
23 Password Reset for X-Stream & AS400 Systems Users AED 50 for each request 
24 Changing Username Privileges for X-Stream & AS400 Systems AED 50 for each request 
25 Trade Log Report for Brokerage Company / other data reports Daily: AED 0.5 per row in the report, a minimum of AED 200.
Monthly: AED 1,000 for one month's records.
Semi-annually: AED 3,000 for six months records.
Yearly: AED 5,000 for one year's records.
26 Activity Log Report Brokerage Company Daily: AED 0.5 per row in the report for a minimum of AED 200.
Monthly: AED 2,000 for one month's records.
Semi-annually: AED 6,000 for six months records.
Yearly: AED 10,000 for one year's records. 
27 Brokerage Company's Trading Ranking / Usernames Ranking Report AED 200 for one report 
28 Phone Call Recording System (for Brokers located in DFM) AED 25,000 annually up to 6 users and AED 3,000 per extra user.
Recorded calls available live up to 10 years.
29 Phone Calls Recording Request (for Brokers located in DFM) AED 500 for first 5 days
AED 50 for each extra day 
30 Test Environment for Brokerage Company's AED 2,500 for 2 weeks (10 Business Days)
AED 200 for each extra day 
31 Connectivity to DFM Service AED 3700 per annum for main site connectivity and AED 300 per annum for DR site connectivity 
32 Equator APS / AQS Investor-clients Accounts Update Service One time setup charges of AED 5,000 Recurring annual charges of AED 20,000 for one integration method (ASP or AQS) or AED 30,000 for both
33 IT Technical Support Service AED 100 for every hour support (fraction of an hour will be considered as one hour)
34 Internet access Service (for Brokers located in DFM) AED 12,000 per annum 
35 Access to ADX services through DFM network (for Brokers located in DFM) AED 8,400 per annum 
36 Network port (for Brokers located in DFM) AED 1,200 per annum per port 
 Serial NumberDetails of Fees Due Fees 
1Main, backup and DR sites connectivityAED 120,000 per annum
2Optional, Extra DR side for members (member's DR site to be connected to DFM main, backup and DR) AED 42,000
3Optional, ADX Layer 3 Connectivity (to ADX and main backup)* AED 7,500

Serial No. Details of Fees Due Fees
1 Close investor account with the brokerage company in the electronic clearing system AED 0.1 per investor, with minimum of AED 200 and Maximum of AED 5,000
Serial No. Details of Fees Due Fees
1 Brokerage Companies merger AED 100,000 from one party
AED 2,000 per year
Serial No. Details of Fees Due Fees
1 Preparing and printing reports upon request AED 200 for the first 20 pages and AED 20 for any extra page, at a maximum of AED 15,000
2 Preparation of electronic reports upon request
AED 0.5 per investor in the report, the minimum is AED 300 and the maximum is AED 10,000
3 Generation of a daily trading report upon official requestAED 2,000 per year
Preparation of electronic trade details report (buy & sell) transactions executed on investor’s account with the brokerage company during specific period AED 100 per investor (per year)
Preparation of electronic net fees report AED 100 per trading day 
6Prepare and print corporate action securities distributions statement of investor’s account with the brokerAED 100 per company
Serial No. Details of Fees Due Fees
1 Preparing letters to brokers upon request AED 100 per letter
Serial No. Details of Fees Due Fees
1 Correction of a deal after settlement 0.003 (three per thousand) of the highest price used in the deal in case of shares
0.0003 (three per ten thousand) of the highest price used in the deal in case of bonds & Sukuk
Minimum is AED 100
1. The financial penalty is applied on brokerage companies for amounts unsettled (full or partial amount) as on the settlement date (T+2) till 10:30 a.m. A penalty of AED 10,000 for each AED 20,000,000 due is applied for each late settlement date, the penalty is doubled.

# Due Penalty (AED) Default Settlement Amount Range (AED)
1 10,000 1 – 20,000,000
2 20,000 20,000,001 – 40,000,000
3 30,000 40,000,001 – 60,000,000
4 40,000 60,000,001 – 80,000,000
5 50,000 80,000,001 – 100,000,000
(The settlement penalty increases by AED 10,000 for each AED 20,000,000 of the due settlement amount).
2.     A financial penalty of AED 5,000 will be imposed in case the broker defaulted to pay the exceeded amount (AED 50,000 or more) over the bank guarantee that he is permitted to trade by maximum 10:30 am on (T+1).
The DFM management has the right to request related brokerage companies for any extra charges or financial commitments due to late settlement.
Serial No. Details of Fees Due Fees
1 Transfer from a licensed brokerage firm account in DFM to employees account 0.004 (four per thousand) of the market value, min. of AED 50 / transfer
2 Transfer of securities from one broker to the other AED 10 per company
3 Transfer of securities from a brokerage firm account to one of the owners account 0.002 (two per thousand) of the shares market value, min AED 100 per company
4Transfer of securities from Broker to CSDAED 0.1 per investor, with minimum of AED 200 and Maximum of AED 5,000
5Transfer of securities from client (investor) account with brokerage company to the brokerage company’s account or one of its owners or vice versaAED 0.005 (five per thousand) of the shares market value, with minimum of AED 300 (No. of shares*market value*rate)
AED 0.0005 (five per ten thousand) of the Bonds & Sukuk, with minimum of AED 300 (No. of units*unit value/100*market value*rate) 
 Serial NumberDetails of Fees Due Fees 
1Main, backup and DR sites connectivityAED 120,000 per annum
2Optional, Extra DR side for members (member's DR site to be connected to DFM main, backup and DR) AED 42,000
3Optional, ADX Layer 3 Connectivity (to ADX and main backup)* AED 7,500

Serial No. Details of Fees Due Fees
1



A total commission for trading in Shares during the (Buy In) session is calculated to be distributed according to the following: 0.00125 or AED 1.25 per thousand of the value of each transaction.
a.Dubai Financial Market commission0.0005 or AED 0.5 per thousand Minimum AED 20
b.Clearing’s (CSD) commission0.0005 or AED 0.5 per thousand Minimum AED 10
c.Securities and Commodities Authority commission (SCA)0.00025 or AED 0.25 per thousand Minimum AED 5
Serial No. Details of Fees Due Fees
1 A total commission for trading in Bonds during the (Buy In) session is calculated to be distributed according to the following: AED 0.000125 or 1.25 from ten thousand of the value of each transaction
a.Dubai Financial Market commissionAED 0.00005 or 0.5 from ten thousand
Minimum AED 20
b.Clearing’s (CSD) commissionAED 0.00005 or 0.5 from ten thousand
Minimum AED 10
c.Securities and Commodities Authority commission (SCA)AED 0.000025 or 0.25 from ten thousand
Minimum AED 5
Serial No. Details of Fees Due Fees
1 In case of receiving transfer request (for Buy) implemented in DFM after the period allowed (T+4) and specified according to established DVP procedures, the transfer fees are as follows: 
a. T+5 onward for Buy Reversal. AED 3,000 or 0.5% of trade value whichever is the higher 
b. T+6 onward for Sell Out Transfer  AED 3,000 or 0.5% of trade value whichever is the higher 
Serial No. Details of Fees Due Fees

 1

Daily outstanding loan quantity x the daily last traded price of the loaned security x fee (Lender and Borrower/ Borrower only)] ÷ 365 and aggregated on a daily basis from start date till day before loan is returned

Lender:
2 basis points (bps) (0.0002 or 0.02%) per annum; 
OR (ZERO)
Borrower:
2 basis points (0.0002 or 0.02%) per annum;
 OR  4 bps (0.0004 or 0.04%) per annum (where lender pass on lending fee payment to borrower)


Serial No. Details of Fees Due Fees
1Transfer of collateral that are DFM listed securities20 bps (0.002 or 0.2%) of the market value of the securities.
Minimum AED 100 Per Symbol
2Return of collateralAED 100
Serial No. Details of Fees Due Fees
1.If a Lender fails to settle his sell trade by recalling loaned securities on time for settlement of the Lender’s sell trade even if the fault of the non-delivery is the Borrower’s failure to return securities. The penalty rates are as follows: T+3:
A fine of AED1000 or 0.1% of the unsettled trade value, whichever is the higher, if a failed sell trade is resolved on T+3     
T+4:
a. A fine of AED3000 or 0.5% of the unsettled trade value, whichever is the higher, if a failed sell trade is resolved on T+4. 
b. A fine of AED5000 or 1% of the unsettled trade value, whichever is the higher, if a failed sell trade is settled by way of a buyer cash compensation.
Serial No. Details of Fees Due Fees
1 Preparation of a letter for legal accountants & experts AED 100 per letter
Serial No. Details of Fees Due Fees (Current)
1 Securities pledge fees in the electronic clearing system 0.002 (two per thousand) of the market value of the Shares
0.0002 (two per ten thousand) of the market value of Bonds/ Sukuk

Pledge Fees = No. of securities*market value of securities*rate
Minimum AED 100 per company
2 Transfer the transferred pledged securities to broker for sale from the broker account to the pledge accountAED 100 per company
Serial No. Details of Fees Due Fees (Current)
1 Transfer of pledged securities to broker for sale AED 100 per company
Serial No. Details of Fees Due Fees (Current)
1 Pledge Release of securities AED 100 per company
Serial No. Details of Fees Due Fees (Current)
1 Prepare and print reports upon request
AED 200 for the first 20 pages & AED 20 for any extra page at a maximum of AED 15,000
2Prepare electronic reports upon request
AED 0.5 per investor in the report at a minimum of AED 200 and a maximum of AED 3,000
3Prepare and print investor’s pledged securities balance statementAED 100 per letter with a maximum of (3) statements.
Serial No. Details of Fees Due Fees (Current)
1 Preparing reports as per request Electronic: 0.5 per row in the report, a minimum of AED 400 and maximum of AED 15,000
Hard copy: AED 400 for first 20 pages & AED 20 per extra page, a maximum of AED 15,000
2 Saving Fees AED 100 per CD
Serial No. Details of Fees Due Fees (Current)
1 Freeze of securities in the investor account with a broker or with the CSD based on official request AED 100 per company
Serial No. Details of Fees Due Fees
 1Provide copy of the Investor’s transaction or documents which is available in CSD registerAED 50 per document