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10:00
01 january 2014
Home > Products > Services Catalogue > Services Details

Transferring Securities (CSD to Broker)

Details
This service enables the transfer of bonds from an investor’s account with DFM CSD to their account with the broker. The broker alone is responsible for receiving transactions from their clients, ensuring they confirm to the actual securities and entering them accurately into the system.

The administration is only responsible for scrutinizing the application. If there are inaccuracies or ommitted data, the broker is held responsible.


For more information on this service, please contact:
DFM Customer Services
T: +971 4 305 5555
E: customerservice@dfm.ae

Fees
Free of charge

Procedures
  1. Complete the “Transferring Securities between CSD and Brokers” application
  2. Send application to the broker
  3. Broker enters the data accordingly
  4. Broker sends data electronically to CSD for approval
  5. Approval of transfer obtained 

Required Documents
  1. Transferring of Securities between CSD and Brokers Form
  2. Signature sample (if needed)
  3. Copy of the National ID
  4. Copy of the Power of Attorney/Guardianship decree certified by the notary public (if any)

How to Apply?
Online through DFM eServices or in person at the DFM CSD, Trading Floor, World Trade Centre, Dubai

FAQs

You can find all CSD related forms here.