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01 january 2014
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Accreditation / Re-Accreditation / Changing Title / or Transfer of Broker's Delegate

Details
Approve the brokers' delegates, or trading manager of the brokerage company after passing the exams and being certified by the Securities and Commodities Authority (SCA), in order to practice their function as brokers' delegates or trading managers for the company's clients.


For more information on this service, please contact:
DFM Members Affairs
T: +971 4 305 5631
E: mc@dfm.ae

Fees
  • AED 100 per application (for non-citizens only)

Procedures
  • Broker's delegate submits Certificate of passing the exam and message of approval from the Securities and Commodities Authority (SCA) to DFM Market Control
  • DFM Market Control sends an email to the brokerage company to complete all identity documents related to the market accreditation 
  • Broker sends all required documents (please see below) 
  • DFM Market Control issues an approval letter 

Required Documents
  1. The Certificate of passing the exams from Securities and Commodities Authority (SCA)
  2. A message of approving the broker of the brokerage company that is issued by SCA
  3. A copy of the Passport or National ID
  4. A copy of family registration (UAE citizens)
  5. Personal CV
  6. A letter of Declaration and undertaking (form at brokerage companies, approved by market operations department)
  7. A letter of family list (form at brokerage companies, approved by market operations department)

How to Apply?
Online through DFM eServices, email mc@dfm.ae, or in person at the DFM Market Control, Trading Floor, World Trade Centre, Dubai