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01 january 2014
Home > Products > Services Catalogue > Services Details

Annual Renewal of Direct Trading Services

Details
The brokerage company who wishes to continue practicing direct trading in the market, should renew their subscription annually.


For more information on this service, please contact:

DFM Members Affairs
T: +971 4 305 5631
E: mc@dfm.ae


Fees
AED 10,000 per year     

Procedures
Direct Trading Service is renewed with the Annual License Renewal of the Brokerage Company in the market:

  • DFM Market Control sends an email (before month end) with detailed information related to the brokerage company 
  • The brokerage company reviews, approves and signs the information provided and sends back to DFM Market Control along with supporting documents (please see below required documents)
  • DFM Market Control receives and reviews the documents 
  • DFM Market Control approves and renews request

Required Documents
  1. New Authority’s license
  2. Updated trade licenses
  3. Commercial and industry chamber's membership
  4. Board members' information
  5. Authorized signatories
  6. MOA (please attach an updated version of the MOA)
  7. A list of employees' names

How to Apply?
Online through DFM eServices, email mc@dfm.ae, or in person at the DFM Market Control, Trading Floor, World Trade Centre, Dubai