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01 january 2014
Home > Products > Services Catalogue > Services Details

Cancelling a Brokerage Company and Transferring investors' securities ( Letter) to CSD

Details
Cancelling a Brokerage Company on DFM as per the decision of the Securities and Commodities Authority (SCA)


For more information on this service, please contact:
DFM Customer Services
T: +971 4 305 5555
E: customerservice@dfm.ae

Fees
Free of charge

Procedures
A letter from the company requesting to transfer the securities of investors from their accounts with the broker to CSD if there is any.

Required Documents
Enclose a copy of the Authority’s decree that Brokerage Company is in the process of cancellation

How to Apply?
Online through DFM eServices or in person at the DFM Clearing and Settlement Department, Trading Floor, World Trade Centre, Dubai