The following list illustrates the different approved types of external transfers available at the DFM:
- Family / Inheritance / Judicial Transfers (charged to the Transferee only)
- Transfer of securities from investor to another:
- Due to pre-regulated market securities assignment
- Or due to assignment deed.
- Merge between Individual and Sole Proprietorship and vice-versa
- Transfer of securities from company to a company’s partner and vice-versa, from company to a subsidiary or from sole proprietorship to company and vice-versa
- Transfer of securities from company to a company’s partner and vice-versa, from company to another company or from sole proprietorship to company and vice-versa (up to 2nd degree kinship)
- Transfer of securities from Individual A/C to Joint A/C and vice-versa or from Joint A/C to another
- Transfer of securities from Individual A/C to Joint A/C and vice-versa or from Joint A/C to another (up to 2nd degree kinship)
- Transfer of Securities from Founder to another Founder
- Transfer of Securities from subsidiary to company or vice-versa
Kindly click here to view the requirements related to the above transfers.