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01 january 2014
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Rate Service

Transfer From Partner to Company & Vice Versa

Service ID

Transferring securities from a company account to the account of a partner or vice versa.


1- Family Partners - Up to 2nd degree kinship: (Charged to the Transferee only)

0.002 (two per thousand) from the shares market value, minimum AED 25. (No. of shares*market value*rate)


2- Common Partners: (Charged to Transferee only)

0.004 (five per thousand) from the shares market value, minimum AED 50. (No. of shares*market value*rate)

  1. CompleteTransfer of Securities Form and Investor Signature Form
  2. Attach the required documents along with the Form
  3. Client Services Affairs Department will issue a voucher with the fees required to be paid by the investor

Notes :

  • Updated Investor Number in DFM for both the Transferor & Transferee
  • Ensure that the transferred shares are available in the CSD account of the Transferor
  • The signature on the form should be authenticated by an accredited bank, a licensed broker at DFM, a listed company at DFM, or by your personal presence at DFM

Required Documents

  • Attach “ Transfer of Securities Form and Investor Signature Form
  • Valid Copy of Passport /National ID of the partners/partner/authorized signatory.
  • True copy of a valid Trade Licensee, Commercial Registration & Memorandum of Association
  • Authorized signatory letter issued by the company, duly authenticated.
  • Copy of Power of attorney “if any “The representative must be fully authorized to transfer securities
  • Any document issued from other countries must be authenticated by the official authorities and the UAE Embassy in those countries

  • How to Apply?
    • In person at the DFM Client Services Affairs Department, Trading Floor, World Trade Centre, Dubai, or