• AGLTYBOD meeting
  • AMCUAEFund performance for the month of July 2020
Home > Products > Services Catalogue > Services Details
Rate Service

DFM Issuing Investor Number NIN (Individual Account)

Service ID
4.5.7

Details
Investors can submit a request via DFM eServices at www.dfm.ae or through the DFM Smart Services App.

Investors should request to obtain an Investor Number to give them the eligibility to trade on DFM and Nasdaq Dubai securities. 

Fees
Free of Charge

Procedures

To submit a request via DFM eServices:

1. Register to DFM eServices at DFM Website or DFM Smart Services App

2. Login with your username and password

3. Select the eFORMS tab

4. Select the form and complete it

5. Attach the required documents and click on ‘Submit’

6. You will be notified by email once the status of the request is updated

Alternatively, you can submit your request to Investor Affairs at Dubai CSD  in person or in case of Guardian or Representative:

  • Submit the required documents to Investor Affairs Department

7. Investor / Guardian or Representative will sign digitally on the Investor Number Request Form

8. An Investor Number will be issued instantly and provided to the investor

9. The investor will receive the Investor Number through SMS

In case of non-present of the Investor and sending the request with a Family Member :

1. Complete the Investor Number Request Form and have it duly signed and authenticated by one of the following :

  • Dubai CSD staff at Investor Affairs
  • Licensed Trading Member at Dubai Financial Market
  • An accredited Bank in UAE licensed by UAE Central Bank
  • Notary Public and UAE Embassy in foreign countries or by the UAE Ministry of Foreign Affairs

2. Submit the form along with the required documents to the Investor Affairs

3. An Investor Number will be issued instantly and provided to the investor

4. The investor will receive the Investor Number through SMS


Required Documents
  • Completed Investor Number Request Form duly signed by the investor

  • Valid copy of the Passport 

  • Valid copy of Emirates National ID (for UAE Nationals & Residents)

  • True copy of the UAE Family Book (for UAE Nationals only)

  • Valid copy of Residential Visa (for UAE Residents only)

Plus specific documentations depending on:

If a Minor (below 21 years):

  • The signature of the Guardian (the Father)
  • Valid copy of the guardian’s Passport or Emirates National ID
  • In case of a guardian other than the father: true copy of duly authenticated guardianship order issued by the court or Notary public
  • Guardianship orders issued outside UAE must be certified by the UAE Embassy in those countries or the UAE Ministry of Foreign Affairs

If a Marsoom Holder:

  • Valid copy of the Marsoom issued from Federal Authority for Identify and Citizenship addressed to Dubai CSD or To Whom It May Concern

If a Representative:

  • Valid copy of a duly authenticated Power of Attorney issued from the court or Notary Public
  • Valid copy of the representative’s Passport or Emirates National ID
  • A Power of Attorney issued from other countries must be authenticated by the official authorities and the UAE Embassy in those countries or by UAE Ministry of Foreign Affairs

If the selected payment method is “Bank Transfer”

  • Copy of the bank statement or certified bank letter, mentioning clearly the bank account details. The bank account should be in the name of the Investor


How to Apply?
Submit your requests via DFM eServices at www.dfm.ae or DFM Smart Services App. Alternatively, submit your request in person at the Investor Affairs, Trading Floor, Dubai World Trade Centre, Dubai, or submit the request through your Trading Member

FAQs

It is not required Investors presence in below cases :

1 – In case of Representative .

2 – Authenticate the form through one of the following:

Licensed Trading Member at Dubai Financial Market

An accredited Bank in UAE licensed by UAE Central Bank

Notary Public and UAE embassy in foreign countries or by the UAE Ministry of Foreign Affairs

Yes. Investors below the age of 21 are considered minors, and therefore the guardian must sign the Investor Number (NIN) Request Form on behalf of the minor.
Opening an Investor Number (NIN) is a free of charge service.