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01 january 2014
Home > Products > Services Catalogue > Services Details

Issuing Investor Number (Company/Institution/BrokerageFirm/Bank/Fund)

Service ID
4.5.9

Details
A unique Investor Number is issued for Companies to be able to trade on DFM and Nasdaq Dubai listed securities.

For more information on this service, please contact:
DFM Customer Services
T: +971 4 305 5555
E: customerservice@dfm.ae

Fees
None

Procedures
  1. Complete the “Investor Number Request” Form and have it signed
  2. Attach the required documents
  3. Submit the application with the documents to Client Affairs Department
  4. An Investor Number will be issued and submitted to the authorized person

Required Documents
  • An original copy of a valid Memorandum of Association, Trade License and Commercial Register.
  • Authorized signatory letter issued by the company, duly authenticated.
  • Original copy of the authorized signatory valid Passport and National ID. Plus specific documentation depending on:

If a Fund, a duly authenticated license letter from the Central Bank must be provided for the funds in UAE. For funds outside UAE, the authenticated documents from the official authorities must be attached.
- If a Bank, a duly authenticated license letter from the Central Bank must be provided for the banks in UAE. For banks outside UAE, the authenticated documents from the official authorities must be attached.
- If a Brokerage Firm, an original copy of Brokerage License from UAE Securities Commodities Authority (SCA) or Dubai Financial Services Authority (DFSA).
- If a Sole Proprietorship, attach an undertaking letter addressed to DFM stating that an Investor Number will not be opened under his/her personal name.
- Companies and Institutions licensed outside the UAE must authenticate official documents: Trade License, Commercial Register and Memorandum of Association, by UAE Ministry of Foreign Affairs or UAE embassy in those countries.


How to Apply?
Online through DFM eServices or in person at the DFM Client Affairs Department, Trading Floor, World Trade Centre, Dubai

FAQs

Your presence is not required if your signature on the form is authenticated by an accredited bank, a listed company or a brokerage firm licensed in DFM. Alternatively, a representative holding a duly authenticated Power of Attorney, can submit your form and must present your original passport (signed).
Opening an Investor Number (NIN) is a free of charge service.