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01 january 2014
Home > Products > Services Catalogue > Services Details

Pledged Bank Reports and Statements

Service ID

Obtaining a report concerning the details of the pledged securities showing the type, details and date of obtaining the report as per the pledge’s bank request.

For more information on this service, please contact:
DFM Customer Services
T: +971 4 305 5555
E: customerservice@dfm.ae

  1. Preparing and printing reports upon request (AED 200 for the first 20 pages and AED 20 for any additional page provided the maximum is AED 15,000)
  2. Electronic preparation of reports upon request (AED 0.5 per investor in the report provided a minimum AED 200 and the maximum is AED 3,000)
  3. Prepare and print investor’s pledged shares statement (AED 100 per letter provided a maximum of 3 statements)
  4. Preparing and printing a statement with the details of a certain investor’s pledged securities (AED 100 for each company)

  • Bank sends official letter to DFM CSD department head requesting a pledged securities report 
  • DFM sends report to Bank

Required Documents
  • An official letter from the pledge bank addressed to CSD Division Head (Ms. Maryam Moh'd Fekri) with the request

How to Apply?
Through Email to Clearing&Settlement@dfm.ae, or in person at the DFM Clearing and Settlement Department, Trading Floor, World Trade Centre, Dubai