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01 january 2014
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Rate Service

Transfer from Parent Company to Subsidiary / Affiliate Account (or vice versa)

Service ID

Transfer securities from a Company Account to the Subsidiary / Affiliate account or vice versa.

0.002 (two per thousand) from the shares market value, minimum AED 25.(No. of shares*market value*rate)


  1. Complete Transfer of Securities Form and Investor Signature Form
  2. Attach the required documents along with the Form
  3. Client Services Affairs Department will issue a voucher with the fees required to be paid by the investor


  • Updated Investor Number in DFM for both the Transferor & Transferee
  • Ensure that the transferred shares are available in the CSD account of the Transferor
  • The signature on the form should be authenticated by an accredited bank, a licensed broker at DFM, a listed company at DFM, or by your personal presence at DFM

Required Documents


  • Attach Transfer of Securities Form and Investor Signature Form
  • Valid Copy of Passport /National ID of the partners/partner/authorized signatory.
  • True copy ofa valid Trade Licensee, Commercial Registration & Memorandum of Association
  • Authorized signatory letter issued by the company, duly authenticated.
  • Copy of Power of attorney “if any “The representative must be fully authorized to transfer securities
  • Any document issued from other countries must be authenticated by the official authorities and the UAE Embassy in those countries

  • How to Apply?
    In person at the DFM Client Services Affairs Department, Trading Floor, World Trade Centre, Dubai