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01 january 2014
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Rate Service

Transfer from Founder to Founder

Service ID

Transfer of securities from a founder account to another founder account

0.004 (four per thousand) from the shares market value، minimum AED 50 (No. of shares*market value*rate)

  1. Complete Transfer of Securities Form and Investor Signature Form
  2. Attach the required documents along with the Form
  3. Client Services Affairs Department will issue a voucher with the fees required to be paid by the investor

Notes :

  • Updated Investor Number in DFM for both the Transferor & Transferee
  • Ensure that the transferred shares are available in the CSD account of the Transferor
  • The signature on the form should be authenticated by an accredited bank, a licensed broker at DFM, a listed company at DFM, or by your personal presence at DFM

Required Documents
  • Attach Transfer of Securities Form and Investor Signature Form
  • True copy of a valid Passport /National ID of the Transferee & Transferor
  • True copy of Family Book or Marasoom for (for UAE Nationals & Residents)
  • If the Founder is company attach valid copy of trade Licensee, Commercial Registration & Memorandum of Association
  • Any document issued from other countries must be authenticated by the official authorities and the UAE Embassy in those countries

How to Apply?
In person at the DFM Client Services Affairs Department, Trading Floor, World Trade Centre, Dubai